Listen to this post

In Hartford Police Department v. Commission on Human Rights & Opportunities (HPD v. CHRO), the Connecticut Supreme Court upheld the agency’s post‑hearing finding that a police department had unlawfully terminated a probationary officer due to discriminatory animus displayed by, and imputed from, a supervisor other than the final decisionmaker.

In doing so, the Supreme Court reaffirmed the continuing vitality of the “transferred intent” doctrine, tracing back to United Technologies Corp. v. Commission on Human Rights & Opportunities, and popping up in cases since.

The “transferred intent” doctrine permits a claimant to establish the employer’s requisite intent by demonstrating that a supervisor, motivated by discriminatory animus, engaged in conduct that resulted in an adverse action (such as the employee’s termination) by someone else.

Twelve years ago, the U.S. Supreme Court endorsed a variant of this standard, sometimes called the “cat’s paw” theory—a term derived from an Aesop fable and coined by former Seventh Circuit Judge Richard Posner.

In HPD v. CHRO, the human rights referee found that the officer, who had Vietnamese ancestry, was fired in a chain of events initiated by a negative performance review from a sergeant.  The sergeant also had subjected the plaintiff to ethnically derogatory remarks (and had previously faced discipline for similar misconduct towards others).  The referee found that this discriminatory animus wound its way through various memos and disciplinary proceedings into the official reasons given for the plaintiff’s termination—which involved unrelated incidents and did not, in the referee’s view, withstand scrutiny.

The Appellate Court reversed this discrimination finding based in part on the belief that the U.S. Supreme Court had altered the prevailing United Technologies test for “transferred intent.”

Not so, said the Connecticut Supreme Court.  Rather, that Court stated that the (non‑binding) federal case law merely adds a requirement that the supervisor with the ill motive also have intended for the employee to suffer adverse action.  The Court in HPD v. CHRO declined to resolve whether Connecticut’s definition of “transferred intent” also included this intent‑to‑harm element, holding it immaterial to the outcome.

Notably, evidence showed that the allegedly biased supervisor had warned the plaintiff to stop objecting to mistreatment—“or you won’t be around long.”

A causal chain between discriminator and decisionmaker should not automatically lead to liability, however.  The Court cited prior decisions affirming that an independent review of the employee’s performance by a neutral administrator, based on concrete and objective factors, may dispel any taint of discrimination. 

But the Court held this defense unavailing when the police official who fired the plaintiff simply credited tainted information in written reports, without any inquiry into the plaintiff’s exculpatory explanations—even refusing to watch an available video of a suspect’s arrest, to evaluate whether the officer had conducted himself properly, as he claimed.  (The hearing referee agreed that he did.)

The Court’s opinion also—repeatedly, expressly, and emphatically—reaffirms several core principles of administrative review.  Among them are that a court must defer to an agency’s reasonably supported factual findings, even if the evidence points in different directions; that a hearing referee’s in‑person credibility determinations deserve heightened deference; and that, by contrast, an appellate court owes no deference at all to a lower court’s view of the administrative record.  Putting on a complete and persuasive case at the hearing level is thus critical.

What are the other takeaways for employers?

First, when faced with complaints or reports of discriminatory behavior or misconduct, perform thorough and impartial investigations.  This includes evaluating the credibility of all parties involved and considering all available evidence, including any exculpatory explanations from the accused employee.

Second, where possible, involve neutral parties, such as human resources, in reviewing and assessing employee performance issues or allegations of misconduct.  Their objective perspectives can help mitigate bias and strengthen the fairness of decisionmaking processes.

Lastly, try to maintain objective performance‑evaluation criteria based on concrete and measurable factors.  That may not be possible in all instances, but reliance on these types of factors can help reduce the risk of a claim that a performance evaluation was biased.

Print:
Email this postTweet this postLike this postShare this post on LinkedIn
Photo of Daniel Schwartz Daniel Schwartz

Dan represents employers in various employment law matters such as employment discrimination, restrictive covenants, human resources, retaliation and whistle blowing, and wage and hour issues. He has extensive trial and litigation experience in both federal and state courts in a variety of areas…

Dan represents employers in various employment law matters such as employment discrimination, restrictive covenants, human resources, retaliation and whistle blowing, and wage and hour issues. He has extensive trial and litigation experience in both federal and state courts in a variety of areas, including commercial litigation and trade secret enforcement. Dan is the author of the independent Connecticut Employment Law Blog. The blog discusses new and noteworthy events in labor and employment law on a daily basis.

Photo of Eric Del Pozo Eric Del Pozo

Eric Del Pozo is a member of the firm’s Litigation and Appellate practices, helping clients across a broad spectrum of industries navigate their most pressing legal issues.

A deeply experienced advocate, Eric has argued close to fifty appeals in federal and state court…

Eric Del Pozo is a member of the firm’s Litigation and Appellate practices, helping clients across a broad spectrum of industries navigate their most pressing legal issues.

A deeply experienced advocate, Eric has argued close to fifty appeals in federal and state court and has briefed nearly one hundred appeals overall. These appeals frequently have involved precedent-setting questions on topics such as federal jurisdiction and preemption, subpoena enforcement, agency power, telecommunications, healthcare reimbursement, insurer insolvency, coastal management, business and consumer fraud, free speech, religious rights, due process, and defamation per se. Eric has also prepared colleagues for oral argument in hundreds of cases, at every level of the federal and state judicial systems.

Before joining Shipman, Eric served for six years as an Assistant Solicitor General for New York State, litigating appeals on behalf of the State and its officers and agencies—with many of these matters at the forefront of law and public policy. For example, he defended New York’s concealed-carry licensing law in the U.S. Supreme Court in NYSRPA v. Bruen and was instrumental in crafting the defense of New York’s updated gun-safety statutes. Also in his capacity as Assistant Solicitor General, Eric successfully defended orders compelling the former President of the United States to sit for a civil investigative deposition, holding him in contempt of court for disobeying document requests, and appointing an independent monitor to oversee his business. In each of 2017 and 2022, Eric received the Louis J. Lefkowitz Award, given annually by New York’s Solicitor General, for outstanding individual performance.